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newSchoolWorks.com › VoTechWorks › Agriculture, Environment & Public Service › Early Childhood Education (preschool teacher) › Assessment of Young Children › Lesson 5
AGR-EARL54-04 · Lesson 5 · 12 clock hours · theory

Standardized Screening Tools and Referral Processes

Objective. Students will explain the difference between developmental screening and diagnostic assessment and describe the steps of an appropriate referral process when a screening indicates concern.

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What Is Developmental Screening?

Developmental screening is a brief, structured process used to identify children who may need further evaluation. It is not a diagnosis. A screening tool is like a smoke detector: it signals that something may need closer attention, but it does not tell you exactly what is wrong or how serious it is. Common standardized screening tools used in early childhood settings include the Ages and Stages Questionnaires (ASQ-3), the Ages and Stages Questionnaires: Social-Emotional (ASQ:SE-2), and the Modified Checklist for Autism in Toddlers, Revised (M-CHAT-R). The American Academy of Pediatrics (AAP) recommends that developmental surveillance occur at every well-child visit and that standardized screening be conducted at the 9-, 18-, and 30-month visits, with autism-specific screening at 18 and 24 months.

Screenings are typically short (10–20 minutes), are completed by parents, caregivers, or trained early childhood educators, and produce a score that places a child in a category such as "typical," "monitoring zone," or "concern." A screening result in the concern range means the child should be referred for a fuller evaluation — nothing more and nothing less.

What Is Diagnostic Assessment?

Diagnostic assessment is a comprehensive, in-depth evaluation conducted by a licensed or credentialed professional — such as a psychologist, speech-language pathologist, developmental pediatrician, or early intervention specialist. Its purpose is to determine whether a delay or disability exists, what it is, and how it affects the child's functioning. Diagnostic assessment uses standardized tests, clinical observations, detailed developmental histories, and input from multiple sources. It results in a formal diagnosis or eligibility determination and directly drives decisions about intervention, therapy, and special education services.

The key differences between screening and diagnostic assessment are purpose, administrator, time, and what decisions follow. Screening says, "Look more closely." Diagnostic assessment says, "Here is what we found and what to do about it."

Your Role as a Preschool Teacher

As an early childhood educator, your legal and ethical role is to observe, document, and refer — not to diagnose. You may administer certain caregiver-report or educator-completed screening tools if you are trained to do so and if your program authorizes it. You must never tell a family that their child "has" autism, an intellectual disability, or any other condition. What you can and should do is share your observations factually, express concern with care, and guide families toward appropriate next steps.

Confidentiality is essential. Screening results are part of a child's educational record and are protected under the Family Educational Rights and Privacy Act (FERPA). Share information only with those who have a legitimate educational need and with parental consent, as required.

The Referral Process: Step by Step

When a screening result falls in the concern range or when ongoing observation suggests a child is not meeting developmental milestones, follow this process:

1. Document your observations. Use objective, behavior-based language. Write what you see, not what you conclude. "Marcus did not follow a two-step direction during three separate activities this week" is appropriate; "Marcus seems cognitively delayed" is not.

2. Consult your program supervisor or director. Most programs have a protocol. Follow it. Do not contact outside agencies without authorization.

3. Meet with the family. Schedule a private, unhurried conversation. Share your observations and the screening result honestly and respectfully. Use plain language. Bring a translator or interpreter if needed. Avoid jargon and avoid alarm.

4. Explain available resources. For children birth to age 2, families can contact their state's early intervention program under IDEA Part C, which provides evaluation and services at no cost to the family. For children ages 3–21, services are governed by IDEA Part B, and referrals go through the local education agency (LEA), typically the local school district.

5. Obtain written consent. Before any evaluation occurs, the family must give informed written consent. You cannot refer a child for evaluation without it.

6. Follow up. Check in with the family. Document the conversation, any referrals made, and any responses received. If a family declines a referral, document that as well and continue to monitor.

IDEA Part C and Part B: A Brief Overview

The Individuals with Disabilities Education Act (IDEA) guarantees eligible children with disabilities the right to a free appropriate public education (FAPE) and early intervention services. Part C covers infants and toddlers from birth through age 2 and focuses on services delivered in natural environments (home, childcare). Part B covers children ages 3 through 21 and is administered through public schools. Once a referral is made under either part, the law sets specific timelines for evaluation and eligibility determination. Families have rights throughout this process, including the right to an independent educational evaluation.

Safety and Ethical Considerations

Misuse of screening tools can cause real harm. Over-referring can alarm families unnecessarily and strain limited resources. Under-referring delays services that a child urgently needs. Always use tools as they were designed and normed to be used. Never administer a tool you have not been trained on. Be aware of cultural and linguistic bias: some screening tools perform differently across cultural groups, and results should always be interpreted alongside direct observation and family input. When in doubt, consult a supervisor.

Key terms9

Developmental screeningA brief, standardized process used to identify children who may need further developmental evaluation; it indicates possible concern but does not produce a diagnosis.
Diagnostic assessmentA comprehensive evaluation conducted by a licensed professional to determine whether a developmental delay or disability exists, its nature, and its impact on functioning.
ReferralThe formal process of directing a child and family toward additional evaluation or services when a screening or observation indicates concern; requires parental consent.
IDEA Part CThe section of the Individuals with Disabilities Education Act that governs early intervention services for eligible infants and toddlers from birth through age 2.
IDEA Part BThe section of the Individuals with Disabilities Education Act that governs special education and related services for eligible children ages 3 through 21, administered through local education agencies.
Ages and Stages Questionnaires (ASQ-3)A widely used, caregiver-completed standardized developmental screening tool that assesses children in communication, gross motor, fine motor, problem-solving, and personal-social domains.
Free Appropriate Public Education (FAPE)The legal right of eligible children with disabilities under IDEA to receive special education and related services at no cost to the family.
FERPAThe Family Educational Rights and Privacy Act; a federal law that protects the privacy of student educational records, including developmental screening results held by a school or program.
Developmental surveillanceAn ongoing, flexible process of skilled observation and information gathering by caregivers and providers to monitor a child's developmental progress over time, distinct from formal screening.
In class: Read and annotate the American Academy of Pediatrics policy statement on developmental surveillance and screening; complete a T-chart comparing screening versus diagnostic assessment on purpose, who administers, and what decisions follow. · Case study analysis: review four fictional child screening reports (one typical result, one borderline, one indicating concern, one with incomplete data) and, in groups, determine appropriate next steps and draft a one-paragraph rationale for each. · Invite a licensed school psychologist or early intervention specialist (in person or via recorded interview) to explain the referral pathway under IDEA Part C and Part B; students prepare and submit three written questions in advance and complete a structured listening guide during the presentation.
Materials: AAP developmental surveillance policy statement, T-chart template, four fictional screening report packets, IDEA Part C/Part B overview one-pager, structured listening guide, guest speaker or recorded interview
Check: Referral Scenario Quiz: four-scenario short-answer quiz; pass = correctly identifies appropriate action (screen, monitor, refer, gather more information) for all four scenarios and provides a justified rationale rated 2/2 on a holistic rubric for at least three of four scenarios.

Practice check8

Answer each question, then check it. Nothing is recorded; this is your own practice.

Child Development and Learning Environments
1. A preschool teacher administers the ASQ-3 and a four-year-old child scores in the concern range for communication. What is the teacher's most appropriate next step?
Observing and Recording Child Behavior
2. Which of the following best describes the primary purpose of a developmental screening tool?
Family and Community Partnerships
3. A family's infant is 18 months old and a screening indicates possible developmental delay. Under IDEA, which provision would most likely govern early intervention services for this child?
Observing and Recording Child Behavior
4. A teacher observes that a child is not meeting several milestones but the child's ASQ-3 score falls just inside the monitoring zone rather than the concern zone. What is the most appropriate action?
Family and Community Partnerships
5. Which of the following is a critical legal requirement before a child can be evaluated for a possible disability under IDEA?
Child Development and Learning Environments
6. How does diagnostic assessment differ from developmental screening?
Observing and Recording Child Behavior
7. A screening report for a child contains incomplete data because the parent left several questions unanswered. What is the most appropriate next step for the teacher?
Family and Community Partnerships
8. Which federal law protects the confidentiality of a child's developmental screening results held by a preschool program?
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