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newSchoolWorks.com › VoTechWorks › Transportation › Maritime Crew (deck/engine) › Universal Core: Safety, Math, Communication & Career for Maritime Crew › Lesson 6
TRN-MARI24-01 · Lesson 6 · 18 clock hours · theory

Maritime Workplace Professionalism, Chain of Command, and Drug-Free Workplace

Objective. Students explain the maritime chain of command, demonstrate professional workplace communication in written and verbal forms, and describe the federal drug and alcohol testing requirements for merchant mariners.

⚠ Pending professional review

This lesson, its worked examples and its practice questions has not yet been verified by a certified examiner or master technician in the trade or by a certification or approval body. It is a study draft and may contain errors. Do not use it as instructions for work on a job site or on live equipment. Always follow your instructor, your supervising professional, and current official references and regulations.

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Maritime Workplace Professionalism

A merchant vessel is a professional workplace regulated by federal law. Employers, the U.S. Coast Guard, and international convention all hold mariners to strict standards of conduct. Professionalism on board means showing up on time, wearing required personal protective equipment, communicating clearly and respectfully, and following orders from senior officers—unless those orders require you to break the law or endanger life. A mariner who understands professional expectations from day one is safer, more employable, and better positioned to advance.

The Chain of Command

Every vessel operates under a clear hierarchy that divides the crew into two primary departments: deck and engine.

Deck Department

Engine Department

Why the chain of command matters for safety: In an emergency, confusion about who gives orders costs lives. When a machinery casualty occurs, the QMED or Wiper on watch reports immediately to the watch engineer (Third or Second Assistant), who reports to the First Assistant Engineer, who reports to the Chief Engineer, who reports to the Master. Each link passes accurate information upward quickly. Bypassing a level—or failing to report at all—slows the response and can violate company SMS (Safety Management System) procedures.

Professional Communication at Sea

Verbal and written communication standards on a vessel are higher than in many shoreside jobs because errors can cause collisions, groundings, or personal injury.

Verbal communication:

Written communication:

Requesting time off or raising a concern: Go to your direct supervisor first. If unsatisfied, follow the company's grievance procedure. Do not go directly to the Master over a routine personnel matter without first speaking to your immediate officer—doing so bypasses the chain of command and damages professional relationships.

Federal Drug and Alcohol Requirements for Merchant Mariners

The U.S. Department of Transportation (DOT) and the U.S. Coast Guard regulate chemical-substance testing for merchant mariners in safety-sensitive positions. These rules exist because impairment at sea endangers the vessel, cargo, crew, and the public.

Types of required testing:

The USCG enforces zero tolerance on the water. Federal regulations prohibit any person from operating a vessel while under the influence of alcohol or a controlled substance.

Consequences of a positive test result:

1. Loss or suspension of the mariner's credential – The USCG National Maritime Center may suspend or revoke a Merchant Mariner Credential (MMC). Without a valid credential, you cannot work aboard a regulated vessel.

2. Immediate removal from safety-sensitive duties – The mariner is removed from the vessel or position until the return-to-duty process is complete.

3. Mandatory referral to a Substance Abuse Professional (SAP) – The SAP evaluates the individual and prescribes a treatment or education program before return-to-duty testing may occur.

4. Employer discipline, up to and including termination.

5. Federal civil or criminal penalties depending on circumstances.

Compliance protects your credential, your livelihood, and—most importantly—the lives of your shipmates. A drug-free workplace policy is not just a rule to follow; it is a professional commitment every mariner makes when they apply for a credential.

Key terms9

Chain of commandThe ranked hierarchy of authority aboard a vessel through which orders, reports, and communications flow from one level to the next.
MasterThe licensed officer in overall legal command of a vessel; holds ultimate responsibility for the safety of crew, cargo, and ship.
Able Seaman (AB)An unlicensed deck rating credentialed by the USCG who stands navigational watches, steers, and performs skilled seamanship tasks.
Qualified Member of the Engine Department (QMED)An unlicensed engine-department rating credentialed by the USCG who maintains and operates machinery under licensed engineer supervision.
Closed-loop communicationA safety communication practice in which the receiver repeats back a message to the sender to confirm it was heard and understood correctly.
Post-incident testingMandatory drug and alcohol testing conducted after a marine casualty or serious incident to determine whether impairment contributed.
Merchant Mariner Credential (MMC)The document issued by the USCG National Maritime Center that authorizes a person to serve in a licensed or unlicensed capacity aboard a U.S.-regulated vessel.
Safety Management System (SMS)A documented, company-level system of procedures that organizes safety and pollution-prevention operations aboard a vessel, required under the ISM Code.
Reasonable-cause testingDrug or alcohol testing ordered by a supervisor when observable signs suggest that a mariner may be impaired.
In class: Shipboard org-chart exercise: students receive a blank org-chart template and fill in the typical deck and engine department hierarchy (Master, Chief Mate, Second Mate, Third Mate, AB, OS; Chief Engineer, First Assistant, Second Assistant, Third Assistant, QMED, Wiper) using provided definitions; they then write a three-sentence scenario explaining the correct chain of communication for reporting a machinery casualty, identifying who speaks to whom and in what order. · Professional communication role-play: in pairs, students alternate playing a new crew member and a senior officer in three scenarios — requesting time off, reporting a near-miss incident, and receiving a corrective instruction; the observing partner scores the exchange on a five-point rubric covering respectful language, clarity, listening without interrupting, and correct use of maritime terminology; instructor provides whole-class debrief. · Drug and alcohol policy briefing and reflection: instructor presents the federal drug and alcohol testing requirements for merchant mariners (pre-employment, random, post-incident, and reasonable-cause testing as required for regulated positions) using USCG and Department of Transportation published guidance; students write a half-page reflection on how compliance protects both the individual credential and crew safety at sea, citing at least two consequences of a positive test.
Materials: Shipboard org-chart template, chain-of-command definition card, professional communication rubric, DOT/USCG drug and alcohol testing program summary (publicly available printed guidance), writing paper
Check: Org-chart must be 100% complete with all 11 positions correctly placed; role-play must score at least 4 of 5 on the communication rubric as rated by both peer and instructor; drug and alcohol reflection must cite at least two accurate consequences of a positive test result and be free of factual errors.

Practice check8

Answer each question, then check it. Nothing is recorded; this is your own practice.

STCW Basic Training – safety and shipboard operations
1. A Wiper in the engine room notices an unusual vibration in the main propulsion shaft. Following proper chain of command, who should the Wiper report to first?
USCG AB – shipboard organization
2. Which officer in the deck department is typically responsible for maintaining navigation charts and publications and is usually designated as the ship's medical officer?
STCW Basic Training – regulatory compliance
3. Under federal DOT and USCG regulations, which type of drug test is conducted without advance notice on a recurring, unpredictable basis throughout the year?
USCG AB – workplace professionalism
4. A new Ordinary Seaman wants to request a schedule change. According to proper professional protocol, what should the OS do first?
STCW Basic Training – regulatory compliance
5. A mariner receives a positive result on a required drug test. Which of the following is a direct regulatory consequence?
USCG AB – navigation watchkeeping and communication
6. During a navigation watch, the Third Mate gives the AB at the helm a course correction. The AB should respond by:
USCG QMED – engine department organization
7. Which of the following best describes the role of the Chief Engineer aboard a merchant vessel?
STCW Basic Training – regulatory compliance and safety
8. A crew member observes a shipmate slurring speech and stumbling at the start of a watch. Under federal regulations, the appropriate supervisor action is:
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