HLT-RESP80-06 · Lesson 7 · 30 clock hours · demo
Pulmonary Function Testing and Interpretation in Practice
Objective. Students will administer a spirometry maneuver following ATS/ERS acceptability criteria, coach a simulated patient to produce an acceptable effort, and classify the spirometry result as normal, obstructive, restrictive, or mixed using percent-predicted reference values.
⚠ Pending professional review
This lesson, its worked examples and its practice questions has not yet been verified by a licensed clinician in the field or by a certification or approval body. It is a study draft and may contain errors. Do not use it to make decisions about any patient or medication. Always follow your instructor, your supervising professional, and current official references and regulations.
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What Is Spirometry and Why Does It Matter?
Spirometry is the most commonly performed pulmonary function test in clinical practice. It measures how much air a patient can exhale and how fast they can exhale it. Respiratory therapists use spirometry to detect obstructive and restrictive lung diseases, monitor disease progression, evaluate treatment response, and clear patients for surgery. Because the test is effort-dependent, your coaching skill directly affects the quality of results and, ultimately, patient care decisions.
Key Spirometry Measurements
The two most important values from a forced vital capacity (FVC) maneuver are:
- FVC (Forced Vital Capacity): The total volume of air exhaled forcefully from full inhalation to complete exhalation. Reduced FVC can indicate restriction, air trapping, or poor effort.
- FEV1 (Forced Expiratory Volume in 1 second): The volume exhaled in the first second of the FVC maneuver. It reflects the speed of airflow and is sensitive to airway obstruction.
- FEV1/FVC ratio: Dividing FEV1 by FVC tells you whether obstruction is present. A ratio below the lower limit of normal (LLN)—often approximated as less than 0.70 in many guidelines, though the LLN from reference equations is preferred—suggests obstruction.
Results are compared to percent-predicted values derived from reference equations that account for the patient's age, sex, height, and race/ethnicity. A value at or above the LLN (generally ≥ 80% predicted using older fixed thresholds, though LLN from reference equations is the standard) is considered normal.
Device Calibration
Before every testing session, calibrate the spirometer using a 3-liter calibration syringe. Inject the syringe volume three times at different flow rates (slow, medium, fast). The spirometer must read within ±3.5% of 3.00 liters on each stroke. Document the calibration result. Never test patients on an uncalibrated device—inaccurate results can lead to misdiagnosis and incorrect treatment. If the device fails calibration, remove it from service and troubleshoot before proceeding.
Pre-Test Contraindication Screening
Always screen the patient before testing. The FVC maneuver generates significant intrathoracic pressure. Contraindications include (but are not limited to):
- Recent myocardial infarction (typically within 1 month)
- Recent thoracic, abdominal, or eye surgery
- Pneumothorax (current or recent)
- Hemoptysis of unknown origin
- Unstable cardiovascular status
- Thoracic or abdominal aneurysm
If any contraindication is present, withhold the test and notify the supervising clinician or ordering provider. Scope of practice: as a respiratory therapy student and later as a credentialed RT, you do not independently authorize testing over a contraindication—escalate to the physician.
ATS/ERS Acceptability Criteria
The American Thoracic Society and European Respiratory Society (ATS/ERS) publish the internationally recognized standards for spirometry. For a maneuver to be acceptable it must meet both start-of-test and end-of-test criteria.
Start-of-test (good effort launch):
- Extrapolated volume (back-extrapolated volume) must be less than 5% of FVC or less than 0.150 L, whichever is greater.
- The flow-volume curve must show a sharp, near-vertical rise to peak expiratory flow.
End-of-test:
- The patient must exhale for at least 6 seconds (3 seconds for children under age 10).
- A volume-time plateau must be present (volume change < 0.025 L in the final second), OR the patient cannot or should not continue due to symptoms.
For repeatability, the two largest FVC values and the two largest FEV1 values among acceptable maneuvers must each be within 0.150 L of each other (or within 8% if FVC < 1.0 L, per current guidance). Aim to collect at least three acceptable maneuvers and no more than eight total.
Coaching the Patient
Effective coaching is the RT's most important contribution to test quality. Use a clear, enthusiastic script:
1. Explain the procedure in plain language. Ask the patient to breathe normally into the mouthpiece, inhale as deep as possible, then "blast the air out as hard and as fast as you can and keep going until I say stop."
2. Fit the nose clip snugly before each maneuver.
3. Seal the lips firmly around the mouthpiece—no air leaks.
4. During exhalation, use active cues: "Keep going, keep going, push, push, almost there…" until the plateau is achieved.
5. After each maneuver, provide specific feedback: "Great effort—now let's try to keep blowing even longer on the next one."
Interpreting the Pattern
Use this stepwise approach:
1. Check FEV1/FVC ratio. If below the LLN → obstruction is present.
2. Check FVC. If FVC is below the LLN with a normal or elevated ratio → possible restriction (confirm with full lung volumes if available).
3. If both FEV1/FVC and FVC are reduced → mixed (combined obstructive-restrictive) pattern.
4. If both are normal → normal spirometry.
5. Grade severity by percent-predicted FEV1 (obstructive) or FVC (restrictive) using the ATS/ERS severity classification (mild ≥ 70% predicted, moderate 60–69%, moderately severe 50–59%, severe 35–49%, very severe < 35% — values approximate; always use the reference adopted by your institution).
Common obstructive diagnoses: asthma, COPD, bronchiectasis.
Common restrictive diagnoses: pulmonary fibrosis, obesity, neuromuscular disease, pleural effusion.
Safety Reminders
- Always use a fresh disposable mouthpiece and filter for each patient.
- Stop the test immediately if the patient experiences chest pain, dizziness, syncope, or significant oxygen desaturation.
- Have supplemental oxygen and emergency equipment accessible.
- Disinfect or replace reusable spirometer components per manufacturer and infection control guidelines.
Key terms10
FVC (Forced Vital Capacity)The total volume of air exhaled forcefully and completely after a maximal inhalation; measured in liters.
FEV1 (Forced Expiratory Volume in 1 second)The volume of air exhaled in the first second of the FVC maneuver; the primary index of airflow obstruction.
FEV1/FVC ratioThe fraction of FVC exhaled in the first second; a ratio below the lower limit of normal indicates obstruction.
Percent predictedA patient's measured value expressed as a percentage of the value expected for a healthy person of the same age, sex, height, and race/ethnicity.
ATS/ERS acceptability criteriaThe internationally recognized standards published by the American Thoracic Society and European Respiratory Society specifying the start-of-test and end-of-test requirements for a valid spirometry maneuver.
Obstructive patternA spirometry result characterized by a reduced FEV1/FVC ratio below the lower limit of normal, indicating slowed airflow due to airway narrowing.
Restrictive patternA spirometry result characterized by a reduced FVC with a normal or elevated FEV1/FVC ratio, suggesting reduced lung volume; confirmed by reduced total lung capacity on full lung volumes testing.
Calibration syringeA precision 3-liter syringe used before each testing session to verify that the spirometer accurately measures the expected volume within acceptable tolerance (±3.5%).
Back-extrapolated volumeA mathematical measure of the volume exhaled before true time zero; must be less than 5% of FVC or 0.150 L (whichever is greater) for a maneuver to meet start-of-test acceptability.
RepeatabilityThe requirement that the two largest acceptable FVC values and the two largest acceptable FEV1 values each differ by no more than 0.150 L, ensuring reproducibility of results.
Worked examples4
1. A spirometer is calibrated with a 3-liter syringe. The device reads 2.88 L on the first stroke. Does this pass calibration?
- Step 1 – Determine the acceptable tolerance: ±3.5% of 3.00 L = 0.035 × 3.00 = 0.105 L.
- Step 2 – Calculate the acceptable range: 3.00 − 0.105 = 2.895 L (lower limit); 3.00 + 0.105 = 3.105 L (upper limit).
- Step 3 – Compare the reading: 2.88 L is below 2.895 L.
Answer: The calibration fails. The reading of 2.88 L is outside the acceptable range of 2.895–3.105 L. Remove the device from service and troubleshoot before testing any patient.
2. A patient's best FVC is 3.20 L (predicted 4.10 L) and best FEV1 is 1.85 L (predicted 3.30 L). Calculate percent-predicted FVC and FEV1, and calculate the FEV1/FVC ratio.
- Step 1 – Percent-predicted FVC: (3.20 ÷ 4.10) × 100 = 78.0%.
- Step 2 – Percent-predicted FEV1: (1.85 ÷ 3.30) × 100 = 56.1%.
- Step 3 – FEV1/FVC ratio: 1.85 ÷ 3.20 = 0.578 (57.8%).
- Step 4 – Interpret: FEV1/FVC is 0.578, which is below 0.70 (approximate LLN), indicating obstruction. FVC at 78% is borderline-to-low; FEV1 at 56% predicted indicates moderately severe obstruction. This is an obstructive pattern.
Answer: FVC = 78% predicted; FEV1 = 56% predicted; FEV1/FVC = 0.58. Pattern: obstructive, moderately severe.
3. A student collects three maneuvers. The FVC values are 3.42 L, 3.31 L, and 3.45 L. Do the results meet ATS/ERS repeatability criteria?
- Step 1 – Identify the two largest FVC values: 3.45 L and 3.42 L.
- Step 2 – Calculate the difference: 3.45 − 3.42 = 0.03 L.
- Step 3 – Compare to the repeatability threshold: 0.03 L < 0.150 L.
Answer: Yes, repeatability criteria are met. The two largest FVC values differ by only 0.03 L, well within the 0.150 L limit.
4. A patient has FVC = 2.10 L (predicted 3.50 L) and FEV1 = 1.75 L (predicted 2.90 L). Calculate percent-predicted values, the FEV1/FVC ratio, and classify the pattern.
- Step 1 – Percent-predicted FVC: (2.10 ÷ 3.50) × 100 = 60.0%.
- Step 2 – Percent-predicted FEV1: (1.75 ÷ 2.90) × 100 = 60.3%.
- Step 3 – FEV1/FVC ratio: 1.75 ÷ 2.10 = 0.833 (83.3%).
- Step 4 – Interpret: FEV1/FVC is 0.833, which is normal (above 0.70). FVC is 60% predicted, which is reduced. A reduced FVC with a normal ratio suggests a restrictive pattern. FEV1 at 60% predicted is also reduced proportionally.
Answer: FVC = 60% predicted; FEV1 = 60% predicted; FEV1/FVC = 0.83. Pattern: restrictive (moderate severity). Full lung volumes testing (TLC) would be needed to confirm true restriction.
The math in this lesson2
Learners compute a ±3.5% tolerance on a 3-liter calibration syringe and check the reading.
7.RP.3N-Q.3
In class: Instructor demonstrates the full spirometry procedure—device calibration with a 3-liter calibration syringe, patient coaching script, acceptability and repeatability criteria, and result printout interpretation—while students take structured notes using a provided observation guide. · Students each perform the complete spirometry procedure on a classmate acting as the patient, including pre-test contraindication screening, coaching three acceptable FVC maneuvers, and printing or recording results; peer evaluators use the ATS/ERS acceptability checklist to score each student's coaching and technique. · Interpretation exercise: students receive eight printed spirometry reports (with accompanying brief histories) and classify each as normal, obstructive, restrictive, or mixed pattern, note severity using percent-predicted FEV1 or FVC, and list two possible diagnoses consistent with the pattern.
Materials: Diagnostic spirometer with calibration syringe, disposable mouthpieces and filters, nose clips, ATS/ERS spirometry standards reference (current edition), percent-predicted reference value table, eight printed spirometry case reports, observation guide worksheet, acceptability checklist
Check: Peer and instructor-scored ATS/ERS acceptability checklist for performed spirometry (minimum two acceptable maneuvers meeting start-of-test and end-of-test criteria); interpretation exercise graded — must correctly classify at least seven of eight reports — both required to pass.
Practice check8
Answer each question, then check it. Nothing is recorded; this is your own practice.
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